Commercial Law, Certificate and Diploma Programmes, 商業法規, Law, Part-time Programmes

Certificate in Compliance for Anti-Money Laundering and Counter-Terrorist Financing

Certificate and Diploma Programmes
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Course Code:
CCALAF
Start Date:
To be advised
Course Time:
7:00pm-10:00pm (Mon)
Mode of Study & Programme Length:
5 Lessons；Total 15 hours
Medium of Instruction:
Cantonese supplement with English
Tuition Fee:
HK$2,200
Programme Features:

Tackling money laundering is a global problem. Criminals use different highly efficient financial and currency instruments to launder illegal money. Various industries such as banking, insurance, money service providers, and even certain non-financial industries such as real estate practitioners, lawyers, jewellery operators, trusts and company service providers are employed for the purpose. As a genuine business trader, it is vitally important to recognize the anti-money laundering regulations and inherent responsibilities. This course provides a detailed and in-depth discussion of anti-money laundering laws, legal responsibilities, and related investigation techniques so as to equip participants to be well versed with the relevant regulatory frameworks and control mechanism.

  • The programme has been recognized by the University of Sunderland in Hong Kong(UK)
  • Participants who complete the “Certificate in Compliance for Anti-Money Laundering and Counter-Terrorist Financing” and meet the course requirements will be awarded “Certificate of Completion” by COC and the University of Sunderland in Hong Kong(UK)

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Application Method

Application Form

General Enquiry

Phone No: 27833508

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Programme Objectives

After completion of the course, learners will be able to:

  • Identify the purposes and stages of the money laundering process;
  • Recognize high-risk transaction and the practices for countering money laundering;
  • Be aware of the relevant regulatory and supervisory requirement; and
  • Enhance the awareness of Customer Due Diligence and On-going monitoring system on countering money laundering.
Programme Content

Introduction to money laundering and terrorist financings

  • Common methods of money laundering
  • Cases studies

Common red flags of money laundering and terrorist financing

Overview of legislation and regulations governing Anti-money Laundering an Counter-Terrorist Financing

  • Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Cap 615)
  • Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Cap 455)
  • Drug Trafficking (Recovering of Proceeds) Ordinance (Cap 405)
  • United Nations (Anti-Terrorism Measures) Ordinance (Cap 575);
  • The Cross-boundary Movement of Physical Currency and Bearer Negotiable Instruments Ordinance (Cap 629)
  • Guidance of relevant supervisory institutions

Risk Based Approach on Customer Due Diligence (CDD)

  • Know Your Customers (KYC)
  • Transaction Monitoring
  • Processing Suspicious Transaction Report (STR)
  • Consequence of Non-Compliance

Compliance of legislations and regulations

  • Policy and Procedure of Anti-Money Laundering and Counter-Terrorist Financing
  • Compliance of legislations and regulations
  • Statutory defence and risk management
  • Case studies
Further Opportunities

Anyone who is interested in Compliance for Anti-Money Laundering and Counter-Terrorist Financing.

Membership Form
Membership Form